Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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VANGUARD INVESTMENTS UK, LIMITED
FRN 494699
- 15. Operating a collective investment scheme or undertaking the activities of a trustee or depositary of a collective investment scheme
- [FCA CF] Significant management (since 23 Dec 2020)
- [FCA CF] Functions requiring qualifications (since 23 Dec 2020)
- [FCA CF] Manager of certification employee (since 23 Dec 2020)
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VANGUARD ASSET MANAGEMENT, LTD.
FRN 527839
- 15. Operating a collective investment scheme or undertaking the activities of a trustee or depositary of a collective investment scheme
- 17. Administrative functions in relation to managing investments
- [FCA CF] Manager of certification employee (since 23 Dec 2020)
- [FCA CF] Significant management (since 23 Dec 2020)
- [FCA CF] Functions requiring qualifications (since 23 Dec 2020)
Recent activity
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