Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (21 Nov 2022 to 27 Apr 2023)
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- SMF18 Other Overall Responsibility (18 Aug 2017 to 25 Jan 2019)
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- CF30 Customer (9 May 2014 to 6 Mar 2016)
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- CF30 Customer (20 Nov 2008 to 16 Apr 2013)
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- CF30 Customer (20 Nov 2008 to 16 Apr 2013)
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- CF21 Investment Adviser (1 Dec 2001 to 13 Jun 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 13 Jun 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 13 Jun 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.