Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 5 Dec 2022)
    • CF30 Customer (22 Nov 2011 to 8 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 5 Dec 2022)
    • CF30 Customer (22 Nov 2011 to 8 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (22 Nov 2011 to 8 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (8 May 2017 to 8 Dec 2019)
  • BNP Paribas Asset Management UK Limited (no longer approved here)

    FRN 170064

    • CF30 Customer (1 Oct 2010 to 30 Aug 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.