Ronald Richter

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Starmark Investment Management Limited (no longer approved here)

    FRN 190249

    • [FCA CF] Manager of certification employee (31 Jan 2023 to 11 Mar 2024)
    • [FCA CF] Client dealing (31 Jan 2023 to 11 Mar 2024)
    • CF30 Customer (22 Jun 2022 to 11 Mar 2024)
  • Atitlan Asset Management Limited (no longer approved here)

    FRN 963538

    • (3)Employed By (22 Jun 2022 to 11 Mar 2024)
  • Bride Valley Partners LLP (no longer approved here)

    FRN 810218

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Nov 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 17 Nov 2023)
    • SMF27 Partner (9 Dec 2019 to 17 Nov 2023)
    • CF10 Compliance Oversight (1 Aug 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Aug 2018 to 8 Dec 2019)
    • CF30 Customer (1 Aug 2018 to 8 Dec 2019)
    • CF4 Partner (1 Aug 2018 to 8 Dec 2019)
  • Privium Fund Management (UK) Limited (no longer approved here)

    FRN 471186

    • CF4 Partner (AR) (12 Oct 2015 to 1 Aug 2018)
    • CF30 Customer (12 Oct 2015 to 1 Aug 2018)
  • Bride Valley Partners LLP (no longer approved here)

    FRN 717957

    • Employed By (12 Oct 2015 to 1 Aug 2018)
  • Union Bancaire Privee, UBP SA (no longer approved here)

    FRN 147562

    • CF22 Investment Adviser (Trainee) (7 May 2004 to 12 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.