Date authorised
1 August 2018
Companies House
OC401227
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Quadrant House
    4 Thomas More Square
    London
    E1W 1YW
    UNITED KINGDOM
    Phone
    +447943204427
  • Complaints Contact

    Quadrant House
    4 Thomas More Square
    London
    E1W 1YW
    UNITED KINGDOM
    Phone
    +447943204427

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Joanna Checinska

    IRN JXC03224

    • CF30 Customer (1 Aug 2018 to 8 Dec 2019)
  • Ronald Richter

    IRN RXR01245

    • SMF16 Compliance Oversight (9 Dec 2019 to 17 Nov 2023)
    • SMF27 Partner (9 Dec 2019 to 17 Nov 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Nov 2023)
    • CF10 Compliance Oversight (1 Aug 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Aug 2018 to 8 Dec 2019)
    • CF30 Customer (1 Aug 2018 to 8 Dec 2019)
    • CF4 Partner (1 Aug 2018 to 8 Dec 2019)
  • Stephane Berthet

    IRN SXB01423

    • CF2 Non Executive Director (AR) (28 Jan 2020 to 12 May 2023)
    • CF30 Customer (28 Jan 2020 to 12 May 2023)
  • Stuart Gordon MacDonald

    IRN SGM01045

    • SMF16 Compliance Oversight (since 19 Feb 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 19 Feb 2026)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF3 Chief Executive (1 Aug 2018 to 8 Dec 2019)
    • CF30 Customer (1 Aug 2018 to 8 Dec 2019)
    • CF4 Partner (1 Aug 2018 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.