Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • First Wealth Management Limited (no longer approved here)

    FRN 577316

    • CF10 Compliance Oversight (1 Oct 2012 to 9 Jan 2013)
    • CF11 Money Laundering Reporting (1 Oct 2012 to 9 Jan 2013)
  • Foster Denovo Limited (no longer approved here)

    FRN 462728

    • CF30 Customer (1 Nov 2007 to 31 Dec 2007)
    • CF22 Investment Adviser (Trainee) (26 Jul 2007 to 31 Oct 2007)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF22 Investment Adviser (Trainee) (1 Nov 2006 to 6 Aug 2007)
  • Sinfonia Direct Ltd (no longer approved here)

    FRN 440606

    • Employed By (1 Nov 2006 to 6 Aug 2007)

Recent activity

Updates to this individual's record on the FCA register.

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