First Wealth Management Limited

Date authorised
1 April 2013
Companies House
07816220
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2nd Floor
    3 Park Road
    London
    NW1 6AS
    UNITED KINGDOM
    Phone
    +442074860405
    Web
    https://www.firstwml.com

  • Complaints Contact

    2nd Floor
    3 Park Road
    London
    NW1 6AS
    UNITED KINGDOM
    Phone
    +442074860405

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Caroline Cohen

    IRN CXC01920

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (10 Oct 2013 to 8 Dec 2019)
    • Responsible for Insurance Mediation (10 Oct 2013 to 30 Sep 2018)
  • Edward Solomon Cohen

    IRN ESC01024

    • CF1 Director (17 Jan 2013 to 17 Oct 2013)
    • CF11 Money Laundering Reporting (17 Jan 2013 to 5 Feb 2018)
    • CF10 Compliance Oversight (17 Jan 2013 to 5 Feb 2018)
    • CF30 Customer (1 Oct 2012 to 8 Dec 2019)
  • Imran Raja

    IRN IXR00081

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Client dealing (since 1 Dec 2022)
    • [FCA CF] Functions requiring qualifications (since 1 Dec 2022)
  • Jasvinder Singh Bhogal

    IRN JXB00487

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Joe Edward Cohen

    IRN JXC00163

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Mediation (1 Oct 2012 to 8 Feb 2013)
    • CF1 Director (1 Oct 2012 to 8 Feb 2013)
  • Ronald Karasavvas

    IRN RXK00042

    • CF11 Money Laundering Reporting (1 Oct 2012 to 9 Jan 2013)
    • CF10 Compliance Oversight (1 Oct 2012 to 9 Jan 2013)
  • Stephen Osmond Semple

    IRN SOS00001

    • CF30 Customer (28 Jan 2013 to 16 Apr 2013)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.