Ronald James Whatford

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF29 Significant management (1 Nov 2007 to 1 Oct 2008)
    • CF20 Significant Mgt (Settlements) (12 Apr 2006 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 31 Oct 2007)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • CF29 Significant management (1 Nov 2007 to 1 Oct 2008)
    • CF20 Significant Mgt (Settlements) (7 Jul 2006 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (2 Aug 2005 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (2 Aug 2005 to 31 Oct 2007)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF1 Director (21 Oct 2003 to 31 Jul 2005)
    • CF16 Significant Mgt (Desgntd Investment Business) (21 Oct 2003 to 31 Jul 2005)
    • CF20 Significant Mgt (Settlements) (21 Oct 2003 to 31 Jul 2005)
  • Scottish Widows Administration Services Limited (no longer approved here)

    FRN 139398

    • CF1 Director (21 Oct 2003 to 31 Jul 2005)
    • CF3 Chief Executive (21 Oct 2003 to 31 Jul 2005)
    • CF8 Apportionment and Oversight (21 Oct 2003 to 31 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.