Ronald James Connor

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tom French & Associates Limited (no longer approved here)

    FRN 185513

    • [FCA CF] Client dealing (9 Dec 2019 to 29 Apr 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Apr 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (28 Sep 2002 to 31 Oct 2007)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Dec 2001 to 1 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.