Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GBM SECURITIES LIMITED (no longer approved here)

    FRN 586463

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 1 Jul 2020)
    • CF2 Non Executive Director (5 Jan 2016 to 8 Dec 2019)
  • Sova Capital Limited (no longer approved here)

    FRN 225539

    • CF3 Chief Executive (24 Sep 2008 to 23 Nov 2011)
    • CF1 Director (13 Feb 2008 to 9 Feb 2012)

Recent activity

Updates to this individual's record on the FCA register.

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