Rolf Friedrich

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Intesa Sanpaolo SpA (no longer approved here)
FRN 191858
- [FCA CF] Client dealing (7 Mar 2016 to 31 Dec 2020)
Landesbank Baden-Wurttemberg (no longer approved here)
FRN 204779
- CF30 Customer (27 Nov 2008 to 13 Jan 2010)
Wells Fargo Securities International Limited (no longer approved here)
FRN 186745
- CF30 Customer (1 Nov 2007 to 19 Sep 2008)
- CF21 Investment Adviser (12 Apr 2003 to 31 Oct 2007)
J.P. Morgan Markets Limited (no longer approved here)
FRN 114031
- CF21 Investment Adviser (1 Dec 2001 to 11 Mar 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.