Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Responsibility for MCD Intermediation (since 28 Oct 2025)
    • SMF3 Executive Director (since 28 Oct 2025)
    • SMF1 Chief Executive (since 28 Oct 2025)
  • FNZ (UK) Ltd (no longer approved here)

    FRN 438687

    • [FCA CF] Material risk taker (30 Oct 2020 to 14 Oct 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (15 Nov 2016 to 18 Oct 2019)
    • [FCA CF] Client dealing (15 Nov 2016 to 18 Oct 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (24 Jun 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.