Rohit Kumar Rohela

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aegis Financial Planning Limited

    FRN 624298

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 15 Feb 2021)
    • [FCA CF] Client dealing (since 4 Jan 2021)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (9 Nov 2012 to 6 Feb 2014)
    • CF1 Director (AR) (9 Nov 2012 to 6 Feb 2014)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (16 Aug 2010 to 12 Jun 2012)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (27 Nov 2009 to 18 Jun 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.