Roger Stuart Alderton

Last updated
1 month ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CATHEDRAL INDEPENDENT FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 231910

    • (8)CF30 Customer (1 Nov 2007 to 19 Dec 2007)
    • (10)CF11 Money Laundering Reporting (14 Sep 2005 to 1 Dec 2007)
    • (11)CF1 Director (1 Jul 2004 to 31 Aug 2006)
    • (9)CF21 Investment Adviser (1 Jul 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (8)CF30 Customer at CATHEDRAL INDEPENDENT FINANCIAL PLANNING LIMITED

  2. controlled function added: (9)CF21 Investment Adviser at CATHEDRAL INDEPENDENT FINANCIAL PLANNING LIMITED

  3. controlled function added: (10)CF11 Money Laundering Reporting at CATHEDRAL INDEPENDENT FINANCIAL PLANNING LIMITED

  4. controlled function added: (11)CF1 Director at CATHEDRAL INDEPENDENT FINANCIAL PLANNING LIMITED