Roger Stephen Colin Gill

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • XMS Capital Partners UK Limited

    FRN 610937

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 25 Jul 2025)
    • SMF3 Executive Director (9 Dec 2019 to 25 Jul 2025)
    • SMF1 Chief Executive (9 Dec 2019 to 25 Jul 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 25 Jul 2025)
    • CF3 Chief Executive (2 Apr 2014 to 8 Dec 2019)
    • CF1 Director (2 Apr 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Apr 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Apr 2014 to 8 Dec 2019)
    • CF30 Customer (2 Apr 2014 to 8 Dec 2019)
  • NCM Management (UK) Limited (no longer approved here)

    FRN 145276

    • CF1 Director (1 Dec 2001 to 30 Apr 2002)
    • CF27 Investment Management (1 Dec 2001 to 30 Apr 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.