XMS Capital Partners UK Limited

• Principal Place of Business

  49 Grosvenor Street

  London

  W1K 3HP

  UNITED KINGDOM

  Phone

  +4407940363717

• Complaints Contact

  49 Grosvenor Street

  London

  W1K 3HP

  UNITED KINGDOM

  Phone

  +4407940363717

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carlos Pinto

  IRN CVP01008

  • SMF1 Chief Executive (since 25 Jul 2025)
  • SMF16 Compliance Oversight (since 25 Jul 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Jul 2025)
  • SMF3 Executive Director (since 25 Jul 2025)
  • [FCA CF] Client dealing (since 6 Aug 2024)
• Christopher Juan Costain

  IRN CJC01147

  • [FCA CF] Client dealing (9 Dec 2019 to 6 Mar 2024)
  • CF30 Customer (25 Jan 2019 to 8 Dec 2019)
• Conor Barry

  IRN CXB01384

  • CF30 Customer (2 Apr 2014 to 6 Oct 2019)
• John Charles Adams

  IRN JCA01104

  • CF30 Customer (2 Apr 2014 to 6 Oct 2019)
• John David Crompton

  IRN JDC01079

  • [FCA CF] Client dealing (since 23 Aug 2022)
• John Flinn Spence

  IRN JFS01111

  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (2 Apr 2014 to 8 Dec 2019)
  • CF1 Director (2 Apr 2014 to 8 Dec 2019)
• Mark Ledlie Hawkesworth

  IRN MLH01028

  • CF30 Customer (2 Apr 2014 to 8 Dec 2019)
• Michael Vincent Lord

  IRN MVL01018

  • [FCA CF] Client dealing (since 20 Jan 2026)
• Nicholas Robert Mather Crompton

  IRN NXC00452

  • [FCA CF] Client dealing (since 14 Oct 2024)
• Roger Stephen Colin Gill

  IRN RSG01028

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF1 Chief Executive (9 Dec 2019 to 25 Jul 2025)
  • SMF16 Compliance Oversight (9 Dec 2019 to 25 Jul 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 25 Jul 2025)
  • SMF3 Executive Director (9 Dec 2019 to 25 Jul 2025)
  • CF3 Chief Executive (2 Apr 2014 to 8 Dec 2019)
  • CF30 Customer (2 Apr 2014 to 8 Dec 2019)
  • CF1 Director (2 Apr 2014 to 8 Dec 2019)
  • CF10 Compliance Oversight (2 Apr 2014 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (2 Apr 2014 to 8 Dec 2019)

No changes recorded yet.