Roger Owden O'Brien

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (13 Apr 2012 to 1 Jan 2013)
    • CF21 Investment Adviser (21 Mar 2005 to 1 Oct 2005)
    • CF22 Investment Adviser (Trainee) (4 Feb 2005 to 21 Mar 2005)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF30 Customer (1 Nov 2007 to 6 Oct 2009)
    • CF21 Investment Adviser (1 Oct 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.