Roger Neil Smith

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Investindustrial Advisors Limited (no longer approved here)

    FRN 170924

    • CF3 Chief Executive (28 May 2008 to 6 Dec 2019)
    • CF1 Director (28 May 2008 to 6 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 6 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 22 Jan 2014)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 6 Dec 2019)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.