Investindustrial Advisors Limited

Date authorised
1 April 2013
Companies House
01316019
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Investindustrial
    1 Hoopers Court
    London
    Kensington And Chelsea
    SW3 1AF
    UNITED KINGDOM
    Phone
    +442076642121
    Web
    https://www.investindustrial.com

  • Complaints Contact

    Investindustrial
    1 Hoopers Court
    London
    Kensington And Chelsea
    SW3 1AF
    UNITED KINGDOM
    Phone
    +442076642136

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Abel Emilio Herrero-Ducloux

    IRN AEH01033

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 19 Feb 2003)
    • CF1 Director (1 Dec 2001 to 19 Feb 2003)
  • Alexander Browning

    IRN AXB03910

    • SMF16 Compliance Oversight (since 12 May 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Nov 2024)
    • CF11 Money Laundering Reporting (30 May 2018 to 8 Dec 2019)
  • Andrea Cicero

    IRN AXC01072

    • [FCA CF] Material risk taker (since 9 May 2023)
  • Anuj Amarshi

    IRN AXA01083

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Jul 2024)
  • Carlo Bonomi

    IRN CXB01254

    • CF1 Director (1 Dec 2001 to 5 Jun 2009)
  • Carlo Umberto Campanini Bonomi

    IRN CUC01000

    • CF1 Director (8 Jul 2011 to 7 May 2013)
    • CF30 Customer (8 Jul 2011 to 7 May 2013)
  • Dante Razzano

    IRN DXR01692

    • CF1 Director (14 May 2012 to 19 Apr 2013)
    • CF30 Customer (14 May 2012 to 19 Apr 2013)
  • Douglas Robert Evans

    IRN DRE01027

    • CF2 Non Executive Director (21 Apr 2009 to 11 Aug 2018)
    • CF30 Customer (1 Nov 2007 to 1 Jan 2009)
    • CF23 Corporate Finance Adviser (13 Nov 2002 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 1 Jan 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Filippp Aleotti

    IRN FXA01314

    • CF1 Director (17 Jul 2012 to 23 Nov 2012)
    • CF30 Customer (17 Jul 2012 to 23 Nov 2012)
  • Herman Leon Marc Van Lancker

    IRN HLV01004

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 1 Dec 2003)
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Recent activity

Updates to this firm's record on the FCA register.

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