Investindustrial Advisors Limited

Date authorised
1 April 2013
Companies House
01316019
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Investindustrial
    1 Hoopers Court
    London
    Kensington And Chelsea
    SW3 1AF
    UNITED KINGDOM
    Phone
    +442076642121
    Web
    https://www.investindustrial.com

  • Complaints Contact

    Investindustrial
    1 Hoopers Court
    London
    Kensington And Chelsea
    SW3 1AF
    UNITED KINGDOM
    Phone
    +442076642136

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jennifer Flood

    IRN JXF01488

    • CF30 Customer (1 Dec 2014 to 18 Sep 2019)
  • John Crostarosa Mowinckel

    IRN JCM01100

    • CF30 Customer (1 Nov 2007 to 26 Jul 2011)
    • CF23 Corporate Finance Adviser (5 Nov 2002 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF3 Chief Executive (1 Dec 2001 to 1 Apr 2008)
    • CF1 Director (1 Dec 2001 to 1 Apr 2008)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
  • Marco Pierettori

    IRN MXP02286

    • SMF16 Compliance Oversight (9 Dec 2019 to 22 Mar 2023)
    • CF10 Compliance Oversight (31 Mar 2015 to 8 Dec 2019)
  • Massimilano Antonio Claudio Delle Donne

    IRN MAD01071

    • CF30 Customer (16 Dec 2014 to 24 Mar 2016)
  • Milos Vaskovic

    IRN MXV01306

    • CF10 Compliance Oversight (22 Jan 2014 to 17 Nov 2014)
  • Per Carl Johan Nauckhoff

    IRN PCN01011

    • [FCA CF] Material risk taker (9 Dec 2019 to 2 Aug 2024)
  • Rajeev Menon

    IRN RXM03064

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (23 May 2018 to 8 Dec 2019)
  • Roberto Ardagna

    IRN RXA01228

    • [FCA CF] Material risk taker (9 Dec 2019 to 9 May 2023)
  • Roger Neil Smith

    IRN RNS01023

    • CF1 Director (28 May 2008 to 6 Dec 2019)
    • CF3 Chief Executive (28 May 2008 to 6 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 6 Dec 2019)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 22 Jan 2014)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 6 Dec 2019)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
  • Rohan Maxwell

    IRN RXM02489

    • CF1 Director (24 Jul 2014 to 17 Oct 2019)
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Recent activity

Updates to this firm's record on the FCA register.

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