Roger Michael Bartley

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Legal and General Assurance (Pensions Management) Limited (no longer approved here)
FRN 202202
- CF30 Customer (10 May 2017 to 9 Dec 2018)
Legal & General (Unit Trust Managers) Limited (no longer approved here)
FRN 119273
- CF1 Director (15 May 2015 to 21 Dec 2018)
- CF30 Customer (15 May 2015 to 21 Dec 2018)
LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED (no longer approved here)
FRN 119272
- CF30 Customer (1 Nov 2007 to 15 Feb 2017)
- CF27 Investment Management (6 Jul 2007 to 31 Oct 2007)
- CF1 Director (11 Aug 2006 to 14 Nov 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.