Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 22 Apr 2025)
    • [FCA CF] Functions requiring qualifications (since 22 Apr 2025)
  • The Sustainable Pension Company Ltd (no longer approved here)

    FRN 505258

    • Employed By (24 Aug 2021 to 9 Feb 2024)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (27 Jan 2009 to 5 Jul 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.