Roger Gordon Cattermole

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Manager of certification employee (11 Sep 2020 to 9 Jun 2023)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Client dealing (7 Nov 2016 to 9 Jun 2023)
    • [FCA CF] Manager of certification employee (7 Nov 2016 to 9 Jun 2023)
    • [FCA CF] Material risk taker (7 Nov 2016 to 9 Jun 2023)
    • CF30 Customer (28 Jul 2009 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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