Roger Clark

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • IPSWICH AND DISTRICT CITIZENS ADVICE BUREAU

    FRN 617639

    • Director of firm who is not a certification employee or a SMF manager (since 2 Mar 2026)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • [FCA CF] Manager of certification employee (9 Sep 2019 to 31 Oct 2021)
    • [FCA CF] Functions requiring qualifications (9 Sep 2019 to 31 Oct 2021)
    • [FCA CF] Material risk taker (1 Sep 2019 to 31 Oct 2021)
    • Responsible for Insurance Mediation (28 Nov 2014 to 6 Mar 2016)
    • CF29 Significant management (28 Nov 2014 to 6 Mar 2016)
    • CF30 Customer (28 Nov 2014 to 6 Mar 2016)
  • C. HOARE & CO. (no longer approved here)

    FRN 122093

    • CF30 Customer (1 Nov 2007 to 23 Jun 2014)
    • CF21 Investment Adviser (8 Apr 2004 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (8 Apr 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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