Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Significant management (since 24 Aug 2022)
- [FCA CF] Manager of certification employee (since 14 Jan 2022)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Material risk taker (7 Nov 2022 to 13 Mar 2026)
- CF30 Customer (24 Jul 2019 to 8 Dec 2019)
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- CF30 Customer (14 Sep 2010 to 31 Mar 2016)
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- CF30 Customer (15 Aug 2008 to 6 Aug 2010)
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- CF30 Customer (1 Nov 2007 to 20 Jun 2008)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.