Rodney John Hall

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Corbel Partners Limited

    FRN 429142

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 26 Nov 2020)
    • CF1 Director (AR) (since 26 Nov 2020)
    • [FCA CF] Functions requiring qualifications (since 29 May 2020)
    • Appointed representative dealing with clients for which they require qualification (since 29 May 2020)
    • [FCA CF] Client dealing (since 29 May 2020)
    • [PRA CF] Key function holder (29 May 2020 to 30 May 2020)
  • John Hall Financial Services Ltd

    FRN 926219

    • (1)Employed By (since 26 Nov 2020)
  • Sandringham Financial Partners Limited (no longer approved here)

    FRN 581304

    • CF30 Customer (14 Mar 2018 to 8 Dec 2019)
  • CPN Financial Services Limited (no longer approved here)

    FRN 731205

    • Employed By (19 Jul 2016 to 15 May 2018)
  • CPN Investment Management LLP (no longer approved here)

    FRN 579506

    • CF30 Customer (14 Jul 2016 to 15 May 2018)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (10 Nov 2014 to 19 Aug 2016)
  • John Hall (no longer approved here)

    FRN 153121

    • (1)Employed By (1 Oct 1998 to 3 Oct 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.