Rodney Brian Edwards

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Jun 2021)
    • [FCA CF] Client dealing (since 1 Jun 2021)
  • Gerald Pepper Financial Management Limited (no longer approved here)

    FRN 195615

    • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 May 2021)
    • CF30 Customer (10 Jul 2014 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (19 Mar 2014 to 4 Jul 2014)

Recent activity

Updates to this individual's record on the FCA register.

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