Roderick Alexander Lockhart

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LendInvest Loans Limited

    FRN 737073

    • SMF9 Chair of the Governing Body (since 17 Jun 2022)
    • SMF3 Executive Director (since 17 Jun 2022)
    • SMF1 Chief Executive (since 17 Jun 2022)
    • [FCA CF] Significant management (since 9 Dec 2019)
  • LENDINVEST FUNDS MANAGEMENT LTD

    FRN 624223

    • 14. Managing investments
    • SMF1 Chief Executive (since 28 Apr 2020)
    • SMF9 Chair of the Governing Body (since 28 Apr 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF1 Director (20 May 2015 to 8 Dec 2019)
    • CF30 Customer (20 May 2015 to 8 Dec 2019)
  • CBRE Capital Advisors Limited (no longer approved here)

    FRN 205904

    • Employed By (17 Aug 2012 to 13 Mar 2015)
  • CBRE Indirect Investment Services Limited (no longer approved here)

    FRN 159367

    • CF30 Customer (1 Nov 2007 to 13 Mar 2015)
    • CF22 Investment Adviser (Trainee) (1 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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