Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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VANGUARD INVESTMENTS UK, LIMITED
FRN 494699
- SMF3 Executive Director (since 8 Oct 2021)
- [FCA CF] Material risk taker (22 Feb 2021 to 8 Oct 2021)
- [FCA CF] Significant management (22 Feb 2021 to 8 Oct 2021)
- CF29 Significant management (2 Jul 2015 to 8 Dec 2019)
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- SMF18 Other Overall Responsibility (9 Dec 2019 to 4 Dec 2025)
- CF29 Significant management (2 Jul 2015 to 8 Dec 2019)
- CF30 Customer (2 Jul 2015 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
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