Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 4ways Financial Solutions LLP (no longer approved here)

    FRN 590386

    • [FCA CF] Functions requiring qualifications (7 Dec 2020 to 31 Jul 2025)
    • [FCA CF] Client dealing (7 Dec 2020 to 31 Jul 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 10 Jun 2025)
    • SMF27 Partner (9 Dec 2019 to 10 Jun 2025)
    • CF11 Money Laundering Reporting (2 Mar 2018 to 8 Dec 2019)
    • CF30 Customer (9 Sep 2015 to 8 Dec 2019)
    • CF4 Partner (9 Sep 2015 to 8 Dec 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (2 May 2013 to 9 Jul 2015)
  • Quilter Private Client Advisers Limited (no longer approved here)

    FRN 227836

    • (149)Employed By (8 May 2009 to 9 Jul 2015)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (22 Dec 2008 to 22 Apr 2009)
  • Independent Financial Services (UK) Ltd (no longer approved here)

    FRN 206445

    • (67)Employed By (15 May 2006 to 19 Dec 2008)

Recent activity

Updates to this individual's record on the FCA register.

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