Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (7 Dec 2020 to 31 Jul 2025)
- [FCA CF] Client dealing (7 Dec 2020 to 31 Jul 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 10 Jun 2025)
- SMF27 Partner (9 Dec 2019 to 10 Jun 2025)
- CF11 Money Laundering Reporting (2 Mar 2018 to 8 Dec 2019)
- CF30 Customer (9 Sep 2015 to 8 Dec 2019)
- CF4 Partner (9 Sep 2015 to 8 Dec 2019)
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- CF30 Customer (2 May 2013 to 9 Jul 2015)
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- (149)Employed By (8 May 2009 to 9 Jul 2015)
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- CF30 Customer (22 Dec 2008 to 22 Apr 2009)
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- (67)Employed By (15 May 2006 to 19 Dec 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.