Robin Wemyss

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Algorithmic trading (17 Aug 2016 to 29 Sep 2019)
    • [FCA CF] Material risk taker (7 Mar 2016 to 29 Sep 2019)
    • [FCA CF] Significant management (7 Mar 2016 to 29 Sep 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 29 Sep 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 29 Sep 2019)
    • CF29 Significant management (30 Jun 2015 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (3 Feb 2004 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Algorithmic trading (17 Aug 2016 to 29 Sep 2019)
    • [FCA CF] Material risk taker (7 Mar 2016 to 29 Sep 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 29 Sep 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 29 Sep 2019)
    • [FCA CF] Significant management (7 Mar 2016 to 29 Sep 2019)
    • CF29 Significant management (30 Jun 2015 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (3 Feb 2004 to 31 Oct 2007)
  • TFS VOLBROKER LIMITED (no longer approved here)

    FRN 206018

    • CF1 Director (4 Nov 2015 to 21 Nov 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.