Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (9 Dec 2019 to 17 Feb 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 16 Feb 2022)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (2 Oct 2007 to 31 Oct 2007)
- CF1 Director (22 Feb 2007 to 8 Dec 2019)
- CF8 Apportionment and Oversight (22 Feb 2007 to 31 Mar 2009)
- CF3 Chief Executive (22 Feb 2007 to 23 Nov 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.