Date authorised
1 April 2013
Companies House
05922635
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    6 Arne Street
    London
    Westminster
    WC2E 9FE
    UNITED KINGDOM
    Phone
    +4402073174681
  • Complaints Contact

    6 Arne Street
    London
    Westminster
    WC2E 9FE
    UNITED KINGDOM
    Phone
    +4402074952434

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Abigail Colthrust

    IRN AXC02507

    • CF30 Customer (28 Sep 2012 to 21 Jun 2017)
  • Amanda Jane Nicolson

    IRN AJN01113

    • CF30 Customer (3 Dec 2014 to 1 Mar 2016)
  • Amy Jayne Soar

    IRN AJM01761

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF3 Chief Executive (22 Nov 2017 to 8 Dec 2019)
    • CF30 Customer (24 Jul 2017 to 8 Dec 2019)
    • CF1 Director (8 Sep 2015 to 8 Dec 2019)
  • Angela Akunna Agbomna Duru

    IRN AAD01083

    • CF1 Director (12 Jan 2015 to 21 Jun 2017)
  • Brian Arthur Chard

    IRN BAC01072

    • CF30 Customer (1 Nov 2007 to 5 Oct 2010)
    • CF21 Investment Adviser (2 Oct 2007 to 31 Oct 2007)
    • Responsible for Insurance Mediation (22 Feb 2007 to 26 Nov 2007)
    • CF11 Money Laundering Reporting (22 Feb 2007 to 5 Oct 2010)
    • CF10 Compliance Oversight (22 Feb 2007 to 5 Oct 2010)
    • CF1 Director (22 Feb 2007 to 5 Oct 2010)
  • David Cullum

    IRN DXC01986

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (10 Feb 2011 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (16 Nov 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (16 Nov 2010 to 8 Dec 2019)
    • CF1 Director (16 Nov 2010 to 8 Dec 2019)
  • Ivan Daniel Harrison

    IRN IXH00115

    • SMF3 Executive Director (since 6 Apr 2022)
  • Jennifer Anne Cottle

    IRN JAC01514

    • CF1 Director (16 Nov 2016 to 4 Jul 2017)
  • Katherine Lucy Hirst

    IRN KLH01081

    • CF30 Customer (6 Oct 2016 to 11 Oct 2018)
  • Leigh McCaveny

    IRN LXM01401

    • CF28 Systems and controls (1 Nov 2007 to 29 Oct 2010)
    • CF13 Finance (22 Feb 2007 to 31 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Cew Capital LLP (no longer appointed)

    FRN 594373 · Appointed 16 Jan 2013 · Until 9 Mar 2021 · Tied agent

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.