Date authorised
1 April 2013
Companies House
05922635
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    6 Arne Street
    London
    Westminster
    WC2E 9FE
    UNITED KINGDOM
    Phone
    +4402073174681
  • Complaints Contact

    6 Arne Street
    London
    Westminster
    WC2E 9FE
    UNITED KINGDOM
    Phone
    +4402074952434

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Martin Anthony Kilduff

    IRN MAK01126

    • CF1 Director (22 Feb 2007 to 14 Sep 2015)
  • Michael James Riccomini

    IRN MJR01380

    • CF30 Customer (21 Jan 2013 to 1 Mar 2021)
    • CF4 Partner (AR) (21 Jan 2013 to 1 Mar 2021)
  • Philip Edward Jeffcock

    IRN PEJ01023

    • CF30 Customer (21 Jan 2013 to 1 Mar 2021)
    • CF4 Partner (AR) (21 Jan 2013 to 1 Mar 2021)
  • Richard Edward Slater

    IRN RES01087

    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2025)
    • CF1 Director (11 Sep 2009 to 8 Dec 2019)
  • Robin Wallace Fell

    IRN RWF01041

    • [FCA CF] Client dealing (9 Dec 2019 to 16 Feb 2022)
    • SMF3 Executive Director (9 Dec 2019 to 17 Feb 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (2 Oct 2007 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (22 Feb 2007 to 31 Mar 2009)
    • CF3 Chief Executive (22 Feb 2007 to 23 Nov 2017)
    • CF1 Director (22 Feb 2007 to 8 Dec 2019)
  • Yvonne Maria Smith

    IRN YMS01014

    • CF30 Customer (18 Sep 2012 to 4 Jul 2017)
    • CF1 Director (1 Dec 2011 to 21 Jun 2017)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Cew Capital LLP (no longer appointed)

    FRN 594373 · Appointed 16 Jan 2013 · Until 9 Mar 2021 · Tied agent

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.