Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (29 Sep 2020 to 1 Oct 2021)
- [FCA CF] Client dealing (19 Jun 2020 to 1 Oct 2021)
- [FCA CF] Functions requiring qualifications (19 Jun 2020 to 1 Oct 2021)
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- [FCA CF] Client dealing (9 Dec 2019 to 17 Sep 2020)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 17 Sep 2020)
- CF30 Customer (19 Aug 2013 to 17 Sep 2020)
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- CF21 Investment Adviser (23 Jun 2004 to 4 Jul 2005)
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- CF21 Investment Adviser (11 Nov 2002 to 10 Jun 2004)
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- CF21 Investment Adviser (1 Dec 2001 to 10 Jun 2004)
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- CF21 Investment Adviser (1 Dec 2001 to 10 Jun 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.