Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 8 Mar 2023)
    • SMF4 Chief Risk (since 3 Aug 2022)
  • GBM SECURITIES LIMITED (no longer approved here)

    FRN 586463

    • SMF4 Chief Risk (9 Dec 2019 to 28 Aug 2021)
    • CF28 Systems and controls (24 Dec 2014 to 8 Dec 2019)
  • Renaissance Capital Limited (no longer approved here)

    FRN 186891

    • CF28 Systems and controls (20 Dec 2012 to 1 Jul 2013)

Recent activity

Updates to this individual's record on the FCA register.

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