Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 9A. Advising on P2P agreements
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Responsible for Insurance Distribution (since 13 Nov 2025)
    • SMF1 Chief Executive (since 28 Feb 2024)
    • SMF16 Compliance Oversight (since 28 Feb 2024)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 17 Dec 2018)
    • SMF17 Money Laundering Reporting Officer (MLRO) (28 Feb 2024 to 12 Jun 2025)
    • CF1 Director (17 Dec 2018 to 8 Dec 2019)
    • CF30 Customer (15 May 2014 to 8 Dec 2019)
  • Newstead Clark Financial Services Limited (no longer approved here)

    FRN 221158

    • Employed By (26 Feb 2014 to 17 Apr 2014)

Recent activity

Updates to this individual's record on the FCA register.

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