Eastmills Limited

• Principal Place of Business

  Eastmills Ltd

  M C F Complex

  60 New Road

  Kidderminster

  Worcestershire

  DY10 1AQ

  UNITED KINGDOM

  Phone

  +4401562865085

  Web

  https://www.eastmillsltd.co.uk

• Complaints Contact

  Eastmills Ltd

  M C F Complex

  60 New Road

  Kidderminster

  Worcestershire

  DY10 1AQ

  UNITED KINGDOM

  Phone

  +4401562865085

• P2P Lending Advice

  For Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

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  • · Subject to this activity being limited to a non-mainstream regulated activity

• Investment Advice (no pensions)

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Wheeler

  IRN AXW02386

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Dec 2025)
  • SMF3 Executive Director (since 28 Nov 2023)
  • [FCA CF] Client dealing (since 25 Jan 2021)
  • [FCA CF] Functions requiring qualifications (since 25 Jan 2021)
  • CF30 Customer (17 Jul 2019 to 8 Dec 2019)
• Christopher Michael Warden Holt

  IRN CMH01107

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • CF1 Director (AR) (since 16 Jun 2025)
  • [FCA CF] Client dealing (since 12 Jun 2025)
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • CF30 Customer (since 4 Feb 2016)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Jun 2025)
• Juliet Ann Poulton

  IRN JAP00026

  • SMF3 Executive Director (9 Dec 2019 to 12 Jun 2025)
  • CF1 Director (6 Mar 2006 to 8 Dec 2019)
• Kevin Joseph Hever

  IRN KJH00034

  • [FCA CF] Client dealing (since 8 Apr 2026)
• Philip Granger-Quinn

  IRN PXG01654

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 15 Nov 2024)
  • [FCA CF] Client dealing (since 17 Jun 2024)
• Robin Christopher Lunn

  IRN RCL01083

  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 9A. Advising on P2P agreements
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Responsible for Insurance Distribution (since 13 Nov 2025)
  • SMF1 Chief Executive (since 28 Feb 2024)
  • SMF16 Compliance Oversight (since 28 Feb 2024)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • Responsibility for MCD Intermediation (since 17 Dec 2018)
  • SMF17 Money Laundering Reporting Officer (MLRO) (28 Feb 2024 to 12 Jun 2025)
  • CF1 Director (17 Dec 2018 to 8 Dec 2019)
  • CF30 Customer (15 May 2014 to 8 Dec 2019)
• Wayne Poulton

  IRN WXP00008

  • 9A. Advising on P2P agreements
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 Jan 2024)
  • SMF16 Compliance Oversight (9 Dec 2019 to 7 Jan 2024)
  • Responsible for Insurance Distribution (1 Oct 2018 to 7 Jan 2024)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (6 Mar 2006 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (6 Mar 2006 to 8 Dec 2019)
  • CF10 Compliance Oversight (6 Mar 2006 to 8 Dec 2019)
  • CF1 Director (6 Mar 2006 to 8 Dec 2019)
  • Responsible for Insurance Mediation (6 Mar 2006 to 30 Sep 2018)
  • CF24 Pension Transfer Specialist (6 Mar 2006 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (6 Mar 2006 to 31 Mar 2009)

• Oakley Place Ltd

  FRN 765368 · Appointed 24 Nov 2016

No changes recorded yet.