Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF21 Investment Adviser (9 Oct 2006 to 31 Oct 2007)
    • (3)Employed By (since 16 Jan 2012)
  • Chancery Alliance LLP (no longer approved here)

    FRN 532736

    • Employed By (9 May 2011 to 15 Dec 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.