Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Gracechurch Wealth Management LLP
FRN 454766
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (since 1 Nov 2007)
- CF21 Investment Adviser (9 Oct 2006 to 31 Oct 2007)
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Magma Wealth Management Limited
FRN 572383
- (3)Employed By (since 16 Jan 2012)
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- Employed By (9 May 2011 to 15 Dec 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.