Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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KINGFURNESS & ASSOCIATES LIMITED
FRN 232518
- SMF3 Executive Director (since 26 Feb 2024)
- Responsible for Insurance Distribution (since 26 Feb 2024)
- SMF16 Compliance Oversight (since 26 Feb 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 26 Feb 2024)
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Hugh Davies Associates Limited
FRN 125569
- 14. Managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- [FCA CF] Manager of certification employee (since 2 Nov 2022)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Jul 2025)
- SMF16 Compliance Oversight (9 Dec 2019 to 15 Jul 2025)
- Responsible for Insurance Distribution (1 Oct 2018 to 15 Jul 2025)
- Responsibility for MCD Intermediation (21 Mar 2016 to 28 Mar 2022)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF8 Apportionment and Oversight (17 Nov 2006 to 31 Mar 2009)
- CF11 Money Laundering Reporting (1 Apr 2005 to 8 Dec 2019)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
- CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.