Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
    • CF10 Compliance Oversight (17 Dec 2015 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 18 Sep 2019)
    • Responsible for Insurance Mediation (24 Sep 2007 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (24 Sep 2007 to 31 Mar 2009)
    • CF11 Money Laundering Reporting (31 Jan 2006 to 1 Mar 2007)
    • CF13 Finance (2 Dec 2005 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • Gauntlet Risk Management Ltd (no longer approved here)

    FRN 308081

    • CF1 Director (AR) (30 May 2024 to 5 Nov 2025)
  • MOMENTUM BROKER SOLUTIONS LTD (no longer approved here)

    FRN 526435

    • CF1 Director (AR) (25 Jan 2021 to 3 Jun 2024)
  • Cairn Corporate Limited (no longer approved here)

    FRN 596284

    • Employed By (23 Dec 2016 to 18 Jan 2021)

Recent activity

Updates to this individual's record on the FCA register.

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