Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Cairn Independent Limited
FRN 142665
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
- CF10 Compliance Oversight (17 Dec 2015 to 8 Dec 2019)
- CF28 Systems and controls (1 Nov 2007 to 18 Sep 2019)
- Responsible for Insurance Mediation (24 Sep 2007 to 30 Sep 2018)
- CF8 Apportionment and Oversight (24 Sep 2007 to 31 Mar 2009)
- CF11 Money Laundering Reporting (31 Jan 2006 to 1 Mar 2007)
- CF13 Finance (2 Dec 2005 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
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- CF1 Director (AR) (30 May 2024 to 5 Nov 2025)
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- CF1 Director (AR) (25 Jan 2021 to 3 Jun 2024)
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- Employed By (23 Dec 2016 to 18 Jan 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.