Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (5 Jun 2023 to 27 Feb 2024)
- CF30 Customer (3 May 2023 to 26 Feb 2024)
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- Employed By (3 May 2023 to 26 Feb 2024)
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- [FCA CF] Functions requiring qualifications (7 Dec 2020 to 1 Jul 2023)
- [FCA CF] Client dealing (7 Dec 2020 to 1 Jul 2023)
- SMF27 Partner (9 Dec 2019 to 1 Jul 2023)
- CF30 Customer (5 Aug 2015 to 8 Dec 2019)
- CF4 Partner (5 Aug 2015 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 6 Jan 2016)
- CF21 Investment Adviser (18 Mar 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (25 Oct 2004 to 18 Mar 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.