Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Mitheridge Capital Management LLP
FRN 749911
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- SMF16 Compliance Oversight (9 Dec 2019 to 25 Jun 2021)
- CF30 Customer (12 Aug 2016 to 8 Dec 2019)
- CF10 Compliance Oversight (12 Aug 2016 to 8 Dec 2019)
- CF4 Partner (12 Aug 2016 to 8 Dec 2019)
-
- CF4 Partner (AR) (22 Sep 2015 to 11 Aug 2016)
- CF30 Customer (22 Sep 2015 to 11 Aug 2016)
- CF1 Director (AR) (26 Sep 2013 to 9 Mar 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.