Mitheridge Capital Management LLP

• Principal Place of Business

  1 Chesterfield Street

  London

  W1J 5JF

  UNITED KINGDOM

  Phone

  +442035880500

  Web

  http://www.mitheridge.com

• Complaints Contact

  1 Chesterfield Street

  London

  W1J 5JF

  UNITED KINGDOM

  Phone

  +442035880500

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Debenture, Rights to or interests in investments (Security), Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Archie John Lord

  IRN AJL01227

  • [FCA CF] Client dealing (9 Dec 2019 to 8 Nov 2022)
  • SMF27 Partner (9 Dec 2019 to 8 Nov 2022)
  • CF4 Partner (12 Aug 2016 to 8 Dec 2019)
  • CF30 Customer (12 Aug 2016 to 8 Dec 2019)
• Daniel Rastegar

  IRN DXR00526

  • [FCA CF] Client dealing (since 20 Jun 2024)
• David Charles Hirst

  IRN DXH00029

  • [FCA CF] Client dealing (since 11 Nov 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 24 Jun 2021)
  • SMF16 Compliance Oversight (since 24 Jun 2021)
  • SMF27 Partner (since 7 Dec 2020)
• Fiona Margaret Lindblom

  IRN FML01013

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 25 Jun 2021)
  • CF11 Money Laundering Reporting (23 Aug 2016 to 8 Dec 2019)
  • CF30 Customer (12 Aug 2016 to 8 Dec 2019)
• James William Croft

  IRN JXC18660

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2022)
  • CF30 Customer (1 Sep 2019 to 8 Dec 2019)
• James William Jeremy Ritblat

  IRN JWR01080

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 7 Mar 2022)
  • CF2 Non Executive Director (16 Nov 2017 to 8 Dec 2019)
• Robert William Guy Yerburgh

  IRN RWY01010

  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF16 Compliance Oversight (9 Dec 2019 to 25 Jun 2021)
  • CF30 Customer (12 Aug 2016 to 8 Dec 2019)
  • CF10 Compliance Oversight (12 Aug 2016 to 8 Dec 2019)
  • CF4 Partner (12 Aug 2016 to 8 Dec 2019)
• Sara Marie Kuzbari

  IRN SMK01101

  • CF30 Customer (30 Mar 2018 to 18 Oct 2018)
• Stephen James Emsley

  IRN SJE01130

  • [FCA CF] Significant management (15 Mar 2023 to 10 Dec 2024)
  • SMF27 Partner (5 Dec 2022 to 10 Dec 2024)

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