Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 1 Apr 2025)
    • SMF3 Executive Director (9 Dec 2019 to 1 Apr 2025)
    • CF1 Director (12 Nov 2018 to 8 Dec 2019)
  • Natixis (no longer approved here)

    FRN 206092

    • CF29 Significant management (7 Nov 2008 to 6 Mar 2016)
    • CF11 Money Laundering Reporting (1 Jan 2008 to 20 Feb 2008)
    • CF10 Compliance Oversight (1 Jan 2008 to 5 Aug 2008)
  • GF Financial Markets (UK) Limited (no longer approved here)

    FRN 114237

    • CF10 Compliance Oversight (27 Feb 2008 to 23 Jul 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.