Robert Thomas Balzanella

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

VANGUARD INVESTMENTS UK, LIMITED
FRN 494699
- [FCA CF] Material risk taker (since 1 Feb 2024)
VANGUARD ASSET MANAGEMENT, LTD.
FRN 527839
- [FCA CF] Material risk taker (since 1 Feb 2024)
- [FCA CF] Client dealing (since 21 Dec 2020)
- [FCA CF] Manager of certification employee (since 21 Dec 2020)
- CF30 Customer (30 Jun 2018 to 8 Dec 2019)
abrdn Investments Limited (no longer approved here)
FRN 121891
- CF30 Customer (14 Mar 2012 to 9 Apr 2018)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.