Robert Sydney James Davis

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Bank of Nova Scotia (no longer approved here)

    FRN 141308

    • [FCA CF] Manager of certification employee (1 Mar 2020 to 1 May 2021)
    • [FCA CF] Significant management (1 Mar 2020 to 1 May 2021)
    • [FCA CF] Client dealing (20 May 2019 to 1 May 2021)
  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • CF30 Customer (16 Aug 2010 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Dec 2001 to 28 Aug 2002)
    • CF26 Customer Trading (1 Dec 2001 to 28 Aug 2002)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 28 Aug 2002)
    • CF26 Customer Trading (1 Dec 2001 to 28 Aug 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 28 Aug 2002)
    • CF26 Customer Trading (1 Dec 2001 to 31 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.