Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Southey Capital Ltd
FRN 711717
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (13 Apr 2016 to 8 Dec 2019)
- CF30 Customer (13 Apr 2016 to 8 Dec 2019)
- CF10 Compliance Oversight (13 Apr 2016 to 8 Dec 2019)
- CF11 Money Laundering Reporting (13 Apr 2016 to 8 Dec 2019)
- CF3 Chief Executive (13 Apr 2016 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.