Robert Phillip Hardy

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Prism Financial Products LLP (no longer approved here)
FRN 607481
- CF30 Customer (24 Jan 2014 to 9 Feb 2016)
- CF4 Partner (24 Jan 2014 to 9 Feb 2016)
Forte Securities Limited (no longer approved here)
FRN 478424
- CF30 Customer (10 Oct 2013 to 8 May 2015)
- CF4 Partner (AR) (10 Oct 2013 to 23 Jan 2014)
VTB Capital plc (no longer approved here)
FRN 144003
- CF30 Customer (7 May 2013 to 17 Jun 2013)
CREDIT SUISSE INTERNATIONAL (no longer approved here)
FRN 146702
- CF30 Customer (29 Aug 2011 to 30 Aug 2012)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF21 Investment Adviser (6 May 2004 to 9 Jun 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.