Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CG Asset Management Limited
FRN 195763
- [FCA CF] Client dealing (since 15 Apr 2024)
- [FCA CF] Material risk taker (since 30 Nov 2021)
- SMF3 Executive Director (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
- CF3 Chief Executive (1 Dec 2001 to 19 Jul 2018)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.